markets

insider trading

The illegal practice of trading a company's securities based on material, non-public information that would give an unfair advantage over other investors.

Example

The executive was convicted of insider trading for selling his stock options days before announcing disappointing earnings.

Memory Tip

INSIDER trading = trading on INSIDE information. Illegal, unfair, career-ending.

Why It Matters

Understanding insider trading is crucial because it affects market fairness and your investment decisions. If insiders can trade on secret information, regular investors like you face an unequal playing field where the deck is stacked against you, potentially eroding trust in financial markets and impacting your portfolio value.

Common Misconception

Many people think that any trade made by a company executive is insider trading, but the key requirement is that the information must be material and non-public. An executive simply buying or selling company stock based on publicly available information or general market conditions is not illegal insider trading.

In Practice

If a pharmaceutical company executive learns in a confidential board meeting that a drug trial failed, and then sells 10,000 shares of company stock before the announcement becomes public, that executive has committed insider trading. When the news becomes public the next day, the stock price drops 40 percent, but the executive already avoided those losses by trading on that secret information.

Etymology

INSIDER (someone with internal access) TRADING. Trading by an INSIDER using information unavailable to the public.

Common Misspellings

insider-tradinginsider tradnginseder trading
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Related Terms

SEC

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bear marketA market condition in which prices are falling or expected tbull marketA market condition characterized by rising prices and investdow jonesThe Dow Jones Industrial Average (DJIA), a stock market indemarket capitalizationThe total market value of a company's outstanding shares, canasdaqThe National Association of Securities Dealers Automated Quos&p 500Standard & Poor's 500 — a stock market index tracking the 50

See Also

material non-public informationsecurities fraud10b-5
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